Control Intelligence

AI Analysis Results

Inventory Valuation & CostingInventory & Cost of Goods

Back to Sub-Process
55
/ 100
Needs Improvement
Overall Sub-Process Rating
Needs ImprovementControl is partially in place or inconsistently operated.
1 control evaluated3 strengths identified3 gaps identified
Executive Summary

The Inventory Valuation & Costing process exhibits controls that are partially in place or inconsistently operated. Several gaps in design effectiveness and operating consistency were identified that, if left unaddressed, could elevate residual risk beyond the organization's tolerance. Prompt remediation is recommended.

Strengths
  • Inventory is valued using an approved costing methodology... has been partially implemented
  • Management review is performed on a regular cadence
  • Key controls are documented in a centralized repository
Gaps
  • No automated alerting for control threshold breaches
  • Remediation timelines are not tracked against defined SLAs
  • Evidence of review lacks timestamp and reviewer identity
Recommendations
  1. 1Automate exception detection and route alerts to control owners within 24 hours
  2. 2Establish a quarterly monitoring schedule with documented results and sign-off
  3. 3Implement a workflow tool that captures reviewer identity and timestamp for all approvals
Framework Mapping
COSO 2013
Principle P10
SOX 404
ICFR.INV.VL.01
IIA Standards 2024
IV.9.2

Control-Level Breakdown (1)

INV-VL-01Needs ImprovementScore: 45/100
Inventory is valued using an approved costing methodology reviewed at least annually.
Key Finding

The control is partially implemented but operates inconsistently. Inventory is valued using an approved costing methodology reviewed at least annually. Gaps in execution or evidence retention reduce assurance over this area.

Recommendation

Redesign the control to address inconsistencies. Specifically: inventory is valued using an approved costing methodology reviewed at least annually. Assign a control owner and establish a testing cadence.

Framework Tags
COSO P10ICFR.INV.VL.01IIA IV.9.2