Control Intelligence

Benefits Enrollment & Eligibility

Open enrollment, qualifying life events, and eligibility verification.

Sub-Process Score
72/ 100
Adequate
8/10 responses received
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Control Objectives (1)

HR-BE-01
COSO P10ICFR.HR.BE.01IIA IV.9.2
Benefits enrollment changes are processed only during open enrollment or qualifying life events.
Risk: Ineligible employees receive benefits, increasing cost and regulatory risk.
Assessment Questions (3)
  • 01Enrollment system enforces open enrollment windows and QLE rules.
  • 02QLE documentation (marriage cert, birth cert) is collected and retained.
  • 03Eligibility audit is performed annually against the HRIS roster.