Control Intelligence

Computer Operations & Job Scheduling

Batch job scheduling, monitoring, incident management, and system availability for financial systems.

Sub-Process Score
86/ 100
Strong
9/10 responses received
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Control Objectives (2)

IT-CO-01
COSO P11ICFR.ITGC.CO.01IIA IV.10.2
Batch jobs (interfaces, close processing, reporting) are scheduled, monitored, and have failure alerts.
Risk: Failed batch jobs cause incomplete financial data.
Assessment Questions (3)
  • 01Critical batch job inventory is maintained and reviewed.
  • 02Failed job alerts are monitored 24/7 with documented escalation.
  • 03Reprocessing procedures exist for common failure scenarios.
IT-CO-02
COSO P11ICFR.ITGC.CO.02IIA IV.10.2
Incident management process tracks, escalates, and resolves system outages.
Risk: Unresolved incidents impact financial processing and reporting deadlines.
Assessment Questions (3)
  • 01Incident tickets are logged for all in-scope system disruptions.
  • 02Severity levels and SLA targets are defined and enforced.
  • 03Post-incident reviews are performed for Sev-1/Sev-2 events.